Learning & Development

Where New Supervisors Make Their Worst Mistakes

In yesterday’s Advisor, we covered supervisor training tips from Jonna Contacos-Sawyer and Polly Heeter Wright. Today we’ll cover more tips and take a look at a unique product just for small HR departments.

Contacos-Sawyer and Wright, both with HR Consultants, Inc., of Johnstown, Pennsylvania, suggest the following outline for briefing new supervisors about compliance. They gave their tips at a recent audio conference sponsored by BLR®.

(Go here for Contacos-Sawyer and Wright’s tips on discrimination, compensation, the Family and Medical Leave Act (FMLA), and discipline.)

Complaints

Supervisors are often the first line for complaints. Tell them to take all complaints seriously, says Wright. Make sure they know that it’s a problem to have information and not act on it. It’s better to take all complaints to HR or to the manager.

Furthermore, they need to know they must maintain the confidentiality of personnel actions to the greatest extent possible. However, they cannot promise employees complete confidentiality because they have an obligation to pass information on, and the company may have an obligation to act on it.

Company Policies

Tell supervisors, "You are the eyes and ears of HR for policy compliance." Supervisors must be familiar with policies and procedures and apply them consistently. Remind your supervisors that it’s OK to say, "I don’t know but I will find out."

Recordkeeping and Documentation

Supervisors must know your requirements for recordkeeping. They should understand why records are kept, learn which team members rely on which records, and be familiar with the consequences of failing to maintain records.


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Common Hurdles to Compliance

Wright and Contacos-Sawyer have observed several key areas where supervisors make their biggest mistakes:

Issues not previously addressed. For example, the new supervisor is taking over a department where it was acceptable to tell inappropriate jokes. The new supervisor has to take charge.

Ethical dilemmas. There are always tricky issues that come up. Wright suggests that you analyze the consequences. Who will be helped, and who will be hurt? Is it a minor issue (someone a few minutes late from lunch) or a major issue (the organization will be harmed)? Analyze the actions that will be necessary, ask if they are ethical, and then make your decision.

Bermuda Triangle. "From what we have seen with our clients, the old Bermuda Triangle of FMLA, the Americans with Disabilities Act (ADA), leave and time off generally is the top area for problems," Wright says. It’s very complex and interconnected, and it’s usually best for new supervisors to see HR for these situations.

Harassment-related issues. "We’re seeing an uptick in the frequency of harassment via technology: e-mail, MySpace, Facebook, texting, and so on," Wright says.

Final Takeaway

The final tip for new supervisors from Contacos-Sawyer and Wright: Whether communicating up or down, before you speak, take 30 seconds to plan what to say.

Training supervisors—just one of what, a dozen challenges hitting your desk daily? How about those intermittent leave headaches, accommodation requests, or attendance problems? Let’s face it, in HR, if it’s not one thing, it’s another. And in a small department, it’s just that much tougher.


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  • Explanation of how HR supports organizational goals. This section explains how to probe for what your top management really wants, and how to build credibility in your ability to deliver it.
  • Overview of compliance responsibilities, through a really useful,  2-page chart of 21 separate laws with which HR needs to comply. These range from the well-known Fair Labor Standards Act (FLSA) and Family and Medical Leave Act (FMLA) to lesser-known, but equally critical, rules such as Executive Order 11246. Also included are federal and state posting requirements. (Proper postings are among the first things a visiting inspector looks for … especially now that the minimum wage has been changing repeatedly.)
  • Training guidelines. No matter the size of your company, expect to do training. Some of it is required by law. Some of it is just good business sense. Managing an HR Department of One walks you through how to train efficiently and effectively, for the least time and money.
  • Prewritten forms, policies, and checklists. These are enormous work savers! Managing an HR Department of One has 46 such forms, from job apps and background check sheets to performance appraisals and leave requests, in both paper and on CD. The CD lets you easily customize any form with your company’s name and specifics.

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