HR Management & Compliance

Following FMLA Best Practices? Checklist Says…

Yesterday’s Advisor covered the tricky territory of delaying FMLA leave over late notification; today, a handy FMLA audit checklist, plus an introduction to the problem-solving guide many call the “FMLA bible.”

As you go through the checklist, “Yes” answers indicate best practice or required practice. Where the practice is required, a citation to the relevant portion of the regulation is given. To access the text of the regulation, simply paste or enter the citation into your browser.

                        FMLA Best Practices Checklist

General Issues

 

Yes

No

Do you have a medical leave of absence policy?

__

__

If you have an employee handbook or other benefit book, does it contain your medical leave of absence policy and the FMLA General Notice?

__

__

Is one person or one department responsible for:

 

 

  • Administering family and medical leave?

__

__

  • Reviewing your family and medical leave of absence policy at least annually?

__

__

When you have a question regarding the need for a medical or family leave of absence, do you avoid referring the medical issues to a physician who is routinely used by you?

__

__

 

Legal Issues

 

 

Have you determined whether FMLA applies to your company? (29 USC 2611; 29 CFR 825.104)

__

__

Have you considered:

 

 

  • Whether your company and related entities should be treated as one employer for purposes of coverage of the FMLA? (29 CFR 825.106 and 107)

__

__

  • Whether you have any joint employer relationships that require special consideration under the FMLA? (29 CFR 825.106)

__

__

  • Whether there is a state law that is more generous to the employees than the federal FMLA? (29 CFR 825.701)

__

__

Do you lease any employees from a leasing company which may cause FMLA to apply to your company? (29 CFR 825.106)

__

__

Do you maintain:

 

 

  • Payroll records concerning the employee in accordance with FMLA leave? (29 CFR 825.500)

__

__

  • Records of when FMLA leave is taken? (29 CFR 825.500)

__

__

  • Copies of employee notices of leave furnished to you? (29 CFR 825.302 and 500)

__

__

  • Copies of all notices you give to employees concerning their FMLA rights? (29 CFR 825.300, 301, and 500)

__

__

  • Documents describing employee benefits and your policies regarding leave? (29 CFR 825.301)

__

__

  • Records regarding premium payments? (29 CFR 825.301)

__

__

  • Records of any dispute regarding the designation of leave as FMLA leave? (29 CFR 825.301 and 500)

__

__

  • Records relating to medical certification, recertification, or fitness for duty? (29 CFR 825.305, 306, and 307)

__

__

  • Medical records in separate files? (29 CFR 825.500)

__

__

Do you treat all medical information as confidential? (29 CFR 825.500)

__

__


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Policy

 

 

 

Yes

No

Does your policy:

 

 

  • Limit federal FMLA leave to a maximum of 12 weeks and 26 weeks for certain family military leaves? (29 CFR 825.200)

__

__

  • Limit leave to an employee who has been employed for at least 12 months? (29 CFR 825.110)

__

__

Do you limit leave to those employees who have worked at least 1,250 hours during the last 12 months? (29 CFR 825.110)

__

__

Does your policy:

 

 

  • Permit intermittent leave? (29 CFR 825.205)

__

__

  • Identify what is a serious health condition? (29 CFR 825.114)

__

__

  • Permit you to transfer an individual to another position to better accommodate intermittent leave? (29 CFR 825.205)

__

__

  • Forbid discrimination for taking FMLA leave? (29 USC 2615)

__

__

  • Address what occurs if there is a layoff during FMLA leave? (29 CFR 825.312)

__

__

Do you give employees notice when they are taking FMLA leave? (29 CFR 825.301)

__

__

Do you tell employees:

 

 

  • About any requirements for furnishing medical certification? (29 CFR 825.305 and 306)

__

__

  • Of any periodic reports required during leave? (29 CFR 825.308)

 

 

  • Of any requirement to make any premium payments for health benefits? (29 CFR 825.210)

__

__

  • Whether there is a requirement to present a fitness for duty certificate upon return to work? (29 CFR 825.310)

__

__

Do you address the issue of whether the employee is required to first use paid leave before you provide unpaid FMLA leave? (29 CFR 825.207 and 208)

__

__

Do you limit periodic reports to every 30 days? (29 CFR 825.308 and 309)

__

__

Do you inform employees of their right to substitute paid leave for unpaid leave? (29 CFR 825.301)

__

__

Do you notify employees if they are “key” employees within the meaning of the FMLA? (29 CFR 825.217, 218, 219, and 301)

__

__

Do you advise employees of the right to be restored to their jobs upon return? (29 CFR 825.301)

__

__

Do you identify the type of notices required for leave? (29 CFR 825.302, 303, and 304)

__

__

Do you have a suitable form for:

 

 

  • Granting leave?

__

__

  • Obtaining an opinion from a healthcare provider regarding the need for FMLA leave? (29 CFR 825.306)

__

__

FMLA hassles—they just won’t go away, will they? And, now, of course, there are all the new FMLA responsibilities—like military leave and reinstatement.  Shell-shocked?

It’s an almost overwhelming task to keep up with FMLA, let alone get in compliance with the far-reaching changes. You’re going to need a helping hand. Good news! BLR’s editors have gone into overdrive to get your comprehensive compliance guide ready.

BLR’s recently updated Family and Medical Leave Act Compliance Guide simplifies the frustrating and confusing complexities of the Family and Medical Leave Act (FMLA), so you know exactly how to comply in every situation.

It contains practical answers to all the FMLA questions you are asking—and the ones you haven’t thought of but should be asking.


A whirlwind of changes has hit the FMLA—are you ready to comply? Download our Free Report: 12 Ways to Curb FMLA Leave Abuse, and also receive a 30-day free trial to Family and Medical Leave Act Compliance Guide. Download Now.


The Family and Medical Leave Act Compliance Guide includes:

  • Leave law overview
  • All the new forms and advice on how to use them
  • Practical guidance on implementing all aspects of the new rules
  • Analysis of federal and state laws, what they require, and how they interact
  • Leave circumstances, coverage, and eligibility—for FMLA, ADA, workers’ comp, and military leave
  • Recordkeeping and reporting requirements
  • Reasonable accommodation
  • Sample policies and forms

Plus

  • A quarterly newsletter and updates, to make sure you stay in compliance as any changes come about

Get more information or order your copy of the Family and Medical Leave Act Compliance Guide.

1 thought on “Following FMLA Best Practices? Checklist Says…”

  1. I work for the hotel industry. We do not have an active FML process.
    None of our employees have ever asked for FML. We give everyone
    that is eligible 12 weeks before we discuss future employment.
    We have not enacted intermittent leave. We have 12 properties and one
    HR person. How do I even start this process?

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